http://disqus.com/by/bneville/enWed, 05 Nov 2008 12:15:14 -0000http://registeredrep.com/advisorland/compliance/finance_principal_protected_1101/#comment-3553842<p>Brokers may very well have sold these products in ways that were either unsuitable or with misrepresentations based upon the internal sales materials. From the perspective an attorney that represents a lot of brokers and also individual investors, these cases strike me as a "product problem" case where the inidividual broker should not be named as a respondent, but rather the selling firm should be held responsible for their sales/marketing materials. My firm represents both brokers and individual investors who were victimized by these Lehman "Principal Protected" Notes . Concenred brokers and investors should contact a qualified attorney regarding concerns.</p><p>Brian Neville<br>(212) 696-1999</p>bnevilleWed, 05 Nov 2008 12:15:14 -0000